SOX Compliance Dashboard
Controls Tested
12
Q4 2024
Effectiveness Rate
83%
↑ 5% from Q3
Open Exceptions
4
2 Critical
Evidence Collection
HR System
⬇ Download Sample CSVIT Directory
⬇ Download Sample CSVFinance System
⬇ Download Sample CSVControl Testing
| Control ID | Control Description | Evidence Required | Status | Action |
|---|---|---|---|---|
| ACC-01 | Terminated User Access Removal | terminated_users.csv user_directory.csv | Pending | |
| FIN-02 | Journal Entry Approval >$10,000 | journal_entries.csv | Pending | Test Control |
| IT-03 | Privileged Access Review | user_directory.csv | Effective | Review Workpaper |